SRA Compliance Support for Law Firms

Compliance with the Solicitors Regulation Authority (SRA) is crucial for law firms operating in the UK. At MAR Legal, we assist legal professionals in understanding and meeting their regulatory obligations efficiently. Our expertise ensures that firms remain compliant while focusing on delivering excellent legal services.

Why SRA Compliance Matters


The SRA sets the standards and regulations that govern solicitors and law firms in England and Wales. Compliance with these rules ensures transparency, integrity, and ethical practice in legal services. Failure to meet SRA requirements can result in disciplinary action, financial penalties, or reputational damage.

How MAR Legal Can Help

We provide a comprehensive range of SRA compliance support services, including:

  • New Firm Authorisation – Assisting new firms with the application process and regulatory setup.
  • Regulatory Compliance Audits – Reviewing firm policies and procedures to ensure alignment with SRA guidelines.
  • Risk and Compliance Training – Educating legal professionals on best practices and regulatory obligations.
  • Anti-Money Laundering (AML) Compliance – Helping firms implement robust AML policies and risk assessments.
  • Client Care and Complaints Handling – Ensuring firms meet SRA requirements for client communication and dispute resolution.
  • COLP & COFA Support – Advising Compliance Officers for Legal Practice (COLPs) and Compliance Officers for Finance and Administration (COFAs) on regulatory responsibilities.

Key Areas of SRA Compliance

Our compliance consultancy covers critical areas such as:

Code of Conduct

Ensuring firms adhere to ethical guidelines and professional standards.

Financial Compliance

Helping firms manage client accounts and financial reporting obligations.

Data Protection (GDPR)

Implementing policies to safeguard client data in line with legal requirements.

Professional Indemnity Insurance

Advising on the right level of insurance coverage to meet SRA regulations.

Dealing with SRA Investigations and Interventions

If your firm is facing an SRA investigation or intervention, MAR Legal can provide strategic guidance and support. Our team helps law firms respond to regulatory inquiries, address compliance breaches, and implement corrective measures to avoid further issues.


Ensuring a Smooth Compliance Process

Compliance does not have to be complicated. With MAR Legal’s expertise, firms can confidently meet their regulatory requirements while maintaining operational efficiency. We tailor our approach to each client’s needs, offering practical solutions that align with the latest SRA standards.

Contact Us for SRA Compliance Support


Whether you’re setting up a new practice or ensuring ongoing compliance, MAR Legal is here to help. Contact us today on 0161 491 3933 or email info@marlegal.co.uk for expert guidance on navigating SRA regulations and safeguarding your firm’s legal standing.